Advisory For Investor

Attention Investors!

  • Beware and abstain from dealing in any schemes of unauthorised collective investments/portfolio management/indicative/fixed/guaranteed/regular returns/ capital protection schemes/payments etc. Brokers or their authorized persons or any of their associates are not authorized to offer fixed/guaranteed/regular returns/ capital protection on your investment or authorized to enter into any loan agreement with you to pay interest on the funds offered by you. Please note that in case of default of a member claim for funds or securities given to the broker under any arrangement/ agreement of indicative return will not be accepted by the relevant Committee of the Exchange as per the approved norms.
  • Do not keep funds idle with the Stock Broker. Please note that your stock broker has to return the credit balance lying with them, within three working days in case you have not done any transaction within last 30 calendar days. Please note that in case of default of a Member, claim for funds and securities, without any transaction on the exchange will not be accepted by the relevant Committee of the Exchange as per the approved norms.
  • Check the frequency of accounts settlement opted for. If you have opted for running account, please ensure that your broker settles your account and, in any case, not later than once in 90 days (or 30 days if you have opted for 30 days settlement). In case of declaration of trading member as defaulter, the claims of clients against such defaulter member would be subject to norms for eligibility of claims for compensation from IPF to the clients of the defaulter member. These norms are available on Exchange website at following link: https://www.nseindia.com/invest/about-defaulter-section.
  • Brokers are not permitted to accept transfer of securities as margin. Securities offered as margin/ collateral MUST remain in the account of the client and can be pledged to the broker only by way of ‘margin pledge’, created in the Depository system. Clients are not permitted to place any securities with the broker or associate of the broker or authorized person of the broker for any reason. Broker can take securities belonging to clients only for settlement of securities sold by the client.
  • Always keep your contact details viz. Mobile number/Email ID updated with the stock broker. Email and mobile number is mandatory and you must provide the same to your broker for updation in Exchange records. You must immediately take up the matter with Stock Broker/Exchange if you are not receiving the messages from Exchange/Depositories regularly.
  • Don't ignore any emails/SMSs received from the Exchange for trades done by you. Verify the same with the Contract notes/Statement of accounts received from your broker and report discrepancy, if any, to your broker in writing immediately and if the Stock Broker does not respond, please take this up with the Exchange/Depositories forthwith.
  • Check messages sent by Exchanges on a weekly basis regarding funds and securities balances reported by the trading member, compare it with the weekly statement of account sent by broker and immediately raise a concern to the exchange if you notice a discrepancy.
  • Please do not transfer funds, for the purposes of trading to anyone, including an authorized person or an associate of the broker, other than a SEBI registered Stock broker.

 

Mathran Securities Pvt. Ltd.
 NSE : CM, FO |  SEBI Reg. No. INZ000205835  Registered Address: 506 Vaishno Chambers,6, Brabourne Road,Kolkata-700001 , System & Surveillance (Arijit Chandra , Phone No.03340052988, Email:mathranar@gmail.com ) For any grievances/complaints Email us at –mathranar@gmail.com

Please ensure you carefully read the risk Disclosure Document as prescribed by SEBI. We do not share client details with any third party and do not sell any tips or recommendations. In case anyone calls you posing as an ASBL executive offering/inducing you to trade, please report to us at 033 4005 2988

 

Aadhaar seeding with PAN :

Clients are requested to take note that PANs not seeded with Aadhaar vide Government notification dated June 25, 2021, the effective date of Aadhaar seeding (linkage of Aadhaar with PAN) was extended up to September 30, 2021 w.e.f. October 01, 2021 will be considered as invalid for the purpose of trading in Stock Market.
For detail visit:- https://archives.nseindia.com/content/circulars/ISC49477.pdf

NOMINATION FOR TRADING/DEMAT ACCOUNT

Clients are requested to take note of the SEBI circular bearing reference No. SEBI/HO/MIRSD/RTAMB/CIR/P/2021/601 dated July 23, 2021, regarding
Nomination for Eligible Trading and Demat Accounts For more details visit https://www.sebi.gov.in/legal/circulars/jul-2021/nomination-for-eligible-trading-and-demat-accounts_51313.html

KYC MANDATORY ATTRIBUTES

Clients are requested to update 6-KYC attributes that are mandatory as per NSE circular No.: NSE/ISC/47869 dated April 01, 2021 & circular No.: NSE/ISC/48165 dated May 03, 2021 viz (a) Name (b) Complete Address including PIN (c) PAN (d) Valid Mobile Number (e) Valid Email-id (f) Income Detail/Range, not older than 12 months before trading.
After submitting a written declaration to us, client can use common mobile number and email address of its family members. Family for this purpose has been defined as self, spouse, dependent parents and dependent children.
For more details visit https://archives.nseindia.com/content/circulars/ISC48165.pdf

Application Supported by Blocked Amount (ASBA)

No need to issue cheques by investor while subscribing to IPO. Just write the bank account number and sign in the application form to authorize your bank to make payment in case of allotment. No worries for refund as the money remains in investor’s account.

KYC

KYC is one time exercise while dealing in securities market. Once KYC is done through a SEBI registered intermediary (broker, DP, MF, etc) you need not undergo the same process again when you approach another intermediary.

CHECK NSDL/CDSL STATEMENT

Check your securities /MF/Bonds in the consolidated account statement issued by NSDL/CDSL every month.

Guidelines/clarifications on Margin collection & reporting

Investors may please refer to the Exchange’s Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July31,2020 and NSE/INSP/45534 dated August 31,2020 and other guidelines issued from time to time in this regard.

UPFRONT MARGIN FOR CASH MARKET

Pay 20% upfront margin of the transaction value to trade in cash market segment

UPDATE MAIL & MOBILE NO. FOR OTP

Prevent Unauthorized Transactions in your demat account --> Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from NSDL on the same day......................issued in the interest of investors."
Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.